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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-01-02 |
Branch Locations
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
20 Trafalgar Square Suite 411, Nashua, NH 03063 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Danvers | MA | 07/2014 | 08/2017 |
| Park Ave Securities | Danvers | MA | 02/2015 | 05/2018 |
| Guardian Life Insurance Company | Middleton | MA | 09/2017 | 05/2018 |
| Foresters Financial Services | Boston | MA | 06/2018 | 06/2019 |
| Cetera Investment Services Llc | Woburn | MA | 06/2019 | 06/2020 |
| Pruco Securities, Llc. | Bedford | NH | 08/2020 | 01/2021 |
| The Prudential Insurance Company Of America | Bedford | NH | 08/2020 | 01/2021 |
| Unemployed | Windham | NH | 07/2020 | 08/2020 |
| Equity Services, Inc./Esi Financial Advisors | Montpelier | VT | 03/2021 | 11/2022 |
| Rise North Capital | Nashua | NH | 02/2021 | 03/2024 |
| Foundations Investment Advisors, Llc | Nashua | NH | 11/2022 | 05/2024 |
| Granite Rock Wealth Management | Nashua | NH | 06/2024 | Present |
| Simplicity Wealth | Summit | NJ | 12/2024 | Present |
1) Paul Quebec Agent; investment-related-Yes;address- 20 Trafalgar Square Suite 411 Nashua NH 03063, Insurance sales; Insurance agent;start date hours devoted during trading hrs 15; 15 hours devoted outside if trading hrs; insurance sales. 2) Granite Rock Wealth Management LLC; investment-related-No;address- 20 Trafalgar Square Suite 411 Nashua NH 03063; Insurance Sales;Owner;start date-05/2024; approx hrs per month 80;hrs devote during trading hrs-60
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-31 |
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