Dale Mccarty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 07/2026
  Brokers International Financial Services Llc
  Plano, TX
• 07/2026 → Present
  Lpl Financial Llc
  Plano, TX

Previous Registrations

• 2010-11-05 → 2026-07-25
  Integrity Alliance, Llc.
  Plano, TX
  Urbandale, IA
  Plano, TX
  Urbandale, IA

Other Businesses

1. 07/2026 - Dykes, Reed, Boggs, & Flynn P.C. - Tax Prep/Accounting/CPA - Inv Related – 10 Hour(s)/Month – 0 Hour(s) During Trading – Dallas, TX, 75238 – OBA Start Date: 06/01/2020 2. 07/2026 - Retirement Desingers Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related – 200 Hour(s)/Month – 20 Hour(s) During Trading – Plano, TX, 75093 – OBA Start Date: 7/21/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-06-05
• S63 Uniform Securities Agent State Law Examination
  2009-08-01

Other Names

• E Dale Mccarty