Keene Chau

Current Employers

Skba Capital Management, Llc

601 California St., Suite 1500, San Francisco, CA 94108-2805 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-05

CA RA
APPROVED

Since 2025-09-05

Branch Locations

601 California St., Suite 1500, San Francisco, CA 94108-2805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Blackrock Investments, Llc	San Francisco	CA	12/2013	07/2017
Dws Distributors, Inc	San Francisco	CA	03/2022	04/2024
Citigroup Inc	San Francisco	CA	01/2018	02/2022
Skba Capital Management, Llc	San Francisco	CA	08/2025	Present
None	San Francisco	CA	04/2024	08/2025
None	San Francisco	CA	08/2017	12/2017
Foreside Fund Services, Llc	San Francisco	CA	09/2025	Present

12/2013 → 07/2017

Blackrock Investments, Llc

San Francisco, CA
03/2022 → 04/2024

Dws Distributors, Inc

San Francisco, CA
01/2018 → 02/2022

Citigroup Inc

San Francisco, CA
08/2025 → Present

Skba Capital Management, Llc

San Francisco, CA
04/2024 → 08/2025

None

San Francisco, CA
08/2017 → 12/2017

None

San Francisco, CA
09/2025 → Present

Foreside Fund Services, Llc

San Francisco, CA

Other Businesses

SKBA Capital Management, LLC; Investment Related; Business Development; San Francisco, CA; 08/2025; Manager of Business Development & Marketing; Business Development; 180 Hrs./Mo.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2022-04-18

S63 Uniform Securities Agent State Law Examination

2022-04-18