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Stacy L. Dawson

Wells Fargo Clearing Services, LLC

Bloomington, MN

Bloomington, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-10-05
TX RA APPROVED 2022-10-05
  • MN RA
    APPROVED
    Since 2022-10-05
  • TX RA
    APPROVED
    Since 2022-10-05

Branch Locations

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Minneapolis MN 11/2010 10/2022
Wells Fargo Clearing Services, Llc Saint Paul MN 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-06
  • S66 Uniform Combined State Law Examination
    2012-08-06
Other Names
  • Stacy Kaye Lea
  • Stacy K Lea
  • Stacy L Dawson
  • Stacy K Dawson

View on SEC IAPD

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