Matthew A Costanzo

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Mac Consulting, Self Employed
  Carlsbad, CA
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) NAME OF OTHER BUSINESS: COSTANZO FINANCIAL GROUP ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: COO / ADVISORY REPRESENTATIVE START DATE: 09/2009 ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: REVIEWS, INVESTMENT ADVICE & LONG TERM PLANNING ; 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/07/2009 APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 6 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE ; 3) CONSULTING SERVICES, START 08/07/09, 3453 CARTE SELVA CA 82009, 3-4HR/WK, CONSULTING ON MERGERS AND ACQUISITIONS - TECHNOLOGY - LEADERSHIP AND PROCESS IMPROVEMENT ; 4) NAME OF OTHER BUSINESS: VOLUNTEERS OF AMERICA, INVESTMENT RELATED: NO ADDRESS: 3530 CAMINO DEL RIO SOUTH, SAN DIEGO, CA 98108 APX NUMBER OF HOURS PER WEEK: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-08
• S63 Uniform Securities Agent State Law Examination
  2009-07-02

Other Names

• Matt Costanzo