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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-13 |
| FL | RA | APPROVED | 2018-01-31 |
Branch Locations
9000 Southside Blvd Ci Client Management, Jacksonville, FL 32256 • United States
Ponte Vedra Beach, FL • United States
1 Cowboys Way Ci Business Controls, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 09/2011 | Present |
I*: 2077277 Entity Type: Entity For Profit Name of OBA: Dick's Wings Address: Jacksonville, FL 32250 Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/10/2024 Number of Hours: 12 hrs wkly Number of Hours during trading: 0 Duties: waiting tables at this restaurant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-09 |
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