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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-09
VA RA APPROVED 2020-12-21
TX RA APPROVED 2015-08-14
  • CA RA
    APPROVED
    Since 2026-03-09
  • VA RA
    APPROVED
    Since 2020-12-21
  • TX RA
    APPROVED
    Since 2015-08-14

Branch Locations

150 Post St Ste 530, San Franscsco, CA 94108 • United States

214 E College St, Grapevine, TX 76051 • United States

4030 Quarles Ct, Harrisonburg, VA 22801-8716 • United States

Grapevine, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grapevine TX 06/2015 03/2020
Ameriprise Financial Services, Llc Grapevine TX 03/2020 Present
Other Businesses

Business Ownership; Bluestone Advisors LLC; Particpate for the purposes of paying expenses and rent at our Virginia office; LLC for management of rental expenses; 4030 Quarles Court, , Harrisonburg, VA, 22801; Investment-Related; 02/01/2022; 0 hours per month; 0 during trading hours / ME&ML Enterprises LLC; As co-owner of the LLC I am responsible for using the LLC entity for accounting purposes of shared costs and profits between myself and advisor Marshall Felker.; LLC for business accounting purposes.; 214 E College Street, , Grapevine, TX, 76051; Not Investment-Related; 03/24/2023; 1 to 9 hours per month; 0 during trading hours / Mosbey LLC; Use the LLC as a business entity for when I am the Franchise Advisor; Financial Advice and Investment Management; 214 E College Street, , Grapevine, TX, 76051; Investment-Related; 07/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; GRACE Board; Board Member; 837 E. Walnut Street, , Grapevine, TX, 76051; Not Investment-Related; 09/26/2024; 1 to 9 hours per month; 1 to 9 during trading hours / AdvisorHub Advisory Council; Advisory Council Member; 368 Ninth Avenue, 11th Floor, New York, NY, 10001; Not Investment-Related; 12/10/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Mosbey LLC; Owner; ; 214 E College Street, , Grapevine, TX, 76051; Investment-Related; 01/26/2022; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Sub-lease; Sub-leasing office space; 214 E College Street, , Grapevine, TX, 76051; Not Investment-Related; 02/01/2022; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-14
S63 Uniform Securities Agent State Law Examination 2012-01-28
  • S66 Uniform Combined State Law Examination
    2015-08-14
  • S63 Uniform Securities Agent State Law Examination
    2012-01-28
Other Names
  • Morgan Elizabeth Mosbey

View on SEC IAPD

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