Morgan Elizabeth Nichols

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Grapevine, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Grapevine, TX

Other Businesses

Business Ownership; Bluestone Advisors LLC; Particpate for the purposes of paying expenses and rent at our Virginia office; LLC for management of rental expenses; 4030 Quarles Court, , Harrisonburg, VA, 22801; Investment-Related; 02/01/2022; 0 hours per month; 0 during trading hours / ME&ML Enterprises LLC; As co-owner of the LLC I am responsible for using the LLC entity for accounting purposes of shared costs and profits between myself and advisor Marshall Felker.; LLC for business accounting purposes.; 214 E College Street, , Grapevine, TX, 76051; Not Investment-Related; 03/24/2023; 1 to 9 hours per month; 0 during trading hours / Mosbey LLC; Use the LLC as a business entity for when I am the Franchise Advisor; Financial Advice and Investment Management; 214 E College Street, , Grapevine, TX, 76051; Investment-Related; 07/01/2021; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; GRACE Board; Board Member; 837 E. Walnut Street, , Grapevine, TX, 76051; Not Investment-Related; 09/26/2024; 1 to 9 hours per month; 1 to 9 during trading hours / AdvisorHub Advisory Council; Advisory Council Member; 368 Ninth Avenue, 11th Floor, New York, NY, 10001; Not Investment-Related; 12/10/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Mosbey LLC; Owner; ; 214 E College Street, , Grapevine, TX, 76051; Investment-Related; 01/26/2022; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Sub-lease; Sub-leasing office space; 214 E College Street, , Grapevine, TX, 76051; Not Investment-Related; 02/01/2022; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2015-08-14
• S63 Uniform Securities Agent State Law Examination
  2012-01-28

Other Names

• Morgan Elizabeth Mosbey