Courtney Mccarthy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 11/2018
  Ubs Financial Services
  Weehawken, NJ
• 12/2018 → 11/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  York, New, NY
• 11/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2010-09-23 → 2018-12-12
  Ubs Financial Services Inc.
  Weehawken, NJ
  Weehawken, NJ
  Weehawken, NJ
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2010-09-22

Other Names

• Courtney Mccarthy
• Courtney Ann Mccarthy
• Courtney Ann Gutierrez
• Courtney Gutierrez