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Alex Wagner

J.P. Morgan Securities LLC

Danville, KY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-18
KY RA APPROVED 2019-02-01
  • TX RA
    APPROVED_RES
    Since 2019-03-18
  • KY RA
    APPROVED
    Since 2019-02-01

Branch Locations

237 W. Main Street, Danville, KY 40422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H.D. Vest Investment Services Danville KY 07/2009 01/2019
H.D. Vest Advisory Services Danville KY 06/2011 01/2019
Boyle County High School Danville KY 07/2011 04/2025
Mcdaniel Wealth Management Danville KY 06/2010 01/2019
Jp Morgan Securities, Llc Danville KY 01/2019 Present
Jp Morgan Chase Bank, N.A. Danville KY 01/2019 Present
  • 07/2009 → 01/2019
    H.D. Vest Investment Services
    Danville, KY
  • 06/2011 → 01/2019
    H.D. Vest Advisory Services
    Danville, KY
  • 07/2011 → 04/2025
    Boyle County High School
    Danville, KY
  • 06/2010 → 01/2019
    Mcdaniel Wealth Management
    Danville, KY
  • 01/2019 → Present
    Jp Morgan Securities, Llc
    Danville, KY
  • 01/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Danville, KY
Previous Registrations
  • 2011-06-14 → 2019-02-07
    Avantax Advisory Services
    Danville, KY
    Danville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-25
S63 Uniform Securities Agent State Law Examination 2010-05-21
  • S65 Uniform Investment Adviser Law Examination
    2011-05-25
  • S63 Uniform Securities Agent State Law Examination
    2010-05-21
Other Names
  • Alex Michael Wagner
  • Alex Wagner
  • Alex M Wagner

View on SEC IAPD

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Other Offices

RESURGENT ADVISORS · Danville, KY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DANVILLE, KY
LPL FINANCIAL LLC · DANVILLE, KY
CETERA INVESTMENT ADVISERS LLC · Danville, KY
EDWARD JONES · DANVILLE, KY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · DANVILLE, KY
KINGSWOOD WEALTH ADVISORS, LLC · Danville, KY
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