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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-14
FL RA APPROVED 2015-11-04
  • TX RA
    APPROVED
    Since 2016-01-14
  • FL RA
    APPROVED
    Since 2015-11-04

Branch Locations

50 N Laura St, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 07/2015 Present
Bank Of America, N.A. Jacksonville FL 09/2015 Present
Other Businesses

I*85391 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MASTER GATOR TAILGATING, INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32207 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 40725 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ENTITY IS A HOLDING COMPANY FOR A RECREATIONAL VEHICLE OWNED BY MY BROTHER AND I. I*516121 For profit or not for profit: Entity For Profit Name of outside business organization: TUTWILER INVESTMENTS LLC Investment related: N Address of business: Ponte Vedra Beach, Florida, 32082 Nature of business: ["S Corporation"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 9/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is an LLC setup for my wife and I to hold our interest in CLAGWILER HOLDINGS LLC that in the end will be investing in Foxtail Coffee Shops. I*517065 For profit or not for profit: Entity For Profit Name of outside business organization: CLAGWILER HOLDINGS LLC Investment related: N Address of business: Jacksonville, Florida, 32207 Nature of business: ["S Corporation"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 9/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Holding company for Foxtail Coffee Shops that will be a passive investment of mine.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-16
  • S66 Uniform Combined State Law Examination
    2015-09-16
Other Names
  • Douglas Tutwiler

View on SEC IAPD

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