Douglas William Tutwiler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 09/2015 → Present
  Bank Of America, N.A.
  Jacksonville, FL

Other Businesses

I*85391 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MASTER GATOR TAILGATING, INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: JACKSONVILLE, FLORIDA 32207 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 40725 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ENTITY IS A HOLDING COMPANY FOR A RECREATIONAL VEHICLE OWNED BY MY BROTHER AND I. I*516121 For profit or not for profit: Entity For Profit Name of outside business organization: TUTWILER INVESTMENTS LLC Investment related: N Address of business: Ponte Vedra Beach, Florida, 32082 Nature of business: ["S Corporation"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 9/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is an LLC setup for my wife and I to hold our interest in CLAGWILER HOLDINGS LLC that in the end will be investing in Foxtail Coffee Shops. I*517065 For profit or not for profit: Entity For Profit Name of outside business organization: CLAGWILER HOLDINGS LLC Investment related: N Address of business: Jacksonville, Florida, 32207 Nature of business: ["S Corporation"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 9/1/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Holding company for Foxtail Coffee Shops that will be a passive investment of mine.

Exams

• S66 Uniform Combined State Law Examination
  2015-09-16

Other Names

• Douglas Tutwiler