Best Investors Account Sign in

Luca Riccioni

Key Investment Services LLC

Brooklyn, OH

Walnutport, PA

Claim This Profile
Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-09-08
  • PA RA
    APPROVED
    Since 2017-09-08

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

4421 Lehigh Dr, Walnutport, PA 18088 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 10/2012 09/2016
First Niagara Bank Palmerton PA 10/2012 09/2016
Key Investment Services Llc Plymouth Meeting PA 09/2016 12/2016
Keybank Palmerton PA 09/2016 12/2019
Key Investment Services Llc Plymouth Meeting PA 12/2016 12/2019
Key Investment Services Llc Plymouth Meeting PA 12/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-08
S63 Uniform Securities Agent State Law Examination 2006-05-13
  • S66 Uniform Combined State Law Examination
    2017-09-08
  • S63 Uniform Securities Agent State Law Examination
    2006-05-13

View on SEC IAPD

Other Firms

VICTORY CAPITAL MANAGEMENT INC.
LINCOLN INVESTMENT
INDEPENDENCE CAPITAL CO., INC.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
THE HUNTINGTON INVESTMENT COMPANY
J.P. MORGAN SECURITIES LLC

Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor