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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-26 |
| FL | RA | APPROVED | 2019-10-11 |
Branch Locations
8784 Sunset Drive, Miami, FL 33173 • United States
9501 W. Flagler Street, Miami, FL 33174 • United States
10690 W Flagler St, Sweetwater, FL 33174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Miami | FL | 08/2010 | 10/2019 |
| J.P. Morgan Securities Llc | Miami | FL | 10/2012 | 10/2019 |
| J.P. Morgan Securieies, Llc | Miami | FL | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-22 |
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