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Matthew Jason Brady

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 5674563

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CO RA APPROVED 2017-12-04
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CO RA
    APPROVED
    Since 2017-12-04

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Holdings Denver CO 12/2015 11/2017
Charles Schwab & Co., Inc. Lone Tree CO 11/2017 Present
Charles Schwab Bank, Ssb Lone Tree CO 11/2017 Present
  • 12/2015 → 11/2017
    National Planning Holdings
    Denver, CO
  • 11/2017 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 11/2017 → Present
    Charles Schwab Bank, Ssb
    Lone Tree, CO
Previous Registrations
  • 2016-04-25 → 2017-11-03
    National Planning Corporation
    El Segundo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-23
S63 Uniform Securities Agent State Law Examination 2009-09-01
  • S66 Uniform Combined State Law Examination
    2016-04-23
  • S63 Uniform Securities Agent State Law Examination
    2009-09-01
Other Names
  • Matt Brady

View on SEC IAPD

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