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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-04-28 |
| TX | RA | APPROVED_RES | 2022-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Columbus | OH | 05/2014 | 12/2017 |
| Jp Morgan Chase Bank N.A. | Columbus | OH | 01/2018 | 04/2022 |
| Jp Morgan Securities, Llc | Columbus | OH | 01/2018 | 04/2022 |
| Fifth Third Securities, Inc | Columbus | OH | 11/2015 | 12/2017 |
| Lpl Financial Llc | Columbus | OH | 04/2022 | Present |
1. 07/18/2022 - Amazon Flex contractor - Not Investment Related - Outside/W-2 Employment - Amazon Flex contractor - Delivery service - Start Date - 10/01/2021 - 3 Hours Per Month/0 Hours During Securities Trading. 2. 03/19/2026 - Morton Barber Learning Center - Outside/W-2 Employment - Investment Related - Worthington, OH - Start Date 03/18/2026 - 10 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-02-05 |
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