Sarah M Zirbel Nowak

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 11/2025
  Massmutual Life Insurance Company
  Wauwatosa, WI
• 11/2019 → 11/2025
  Mml Investors Services, Llc
  Wauwatosa, WI
• 01/2017 → 11/2019
  Unemployed
  Whitefish Bay, WI
• 12/2015 → 12/2017
  Sii Investments
  Green Bay, WI
• 11/2025 → Present
  Lpl Financial Llc
  Wauwatosa, WI

Previous Registrations

• 2019-12-03 → 2025-11-06
  Mml Investors Services, Llc
  Wauwatosa, WI
  Madison, WI
  Milwaukee, WI
• 2015-12-23 → 2017-12-31
  Sii Investments, Inc.
  Green Bay, WI
• 2013-07-19 → 2013-12-31
  Mml Investors Services, Llc
  Milwaukee, WI
• 2011-10-13 → 2013-06-11
  Mml Investors Services, Llc
  Milwaukee, WI
  Madison, WI

Other Businesses

1) 10/03/2025 - Hugo Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 07/08/2026 - Ash Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 20 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2011-07-02
• S63 Uniform Securities Agent State Law Examination
  2010-03-24

Other Names

• Sarah M Zirbel
• Sarah M Zirbel
• Sarah M Nowak