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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-04 |
| FL | RA | APPROVED | 2019-02-21 |
| NC | RA | APPROVED | 2014-01-02 |
Branch Locations
4350 Congress St Suite 400, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Charlotte | NC | 06/2013 | Present |
Name/Address: Rental Property/ 501 Olmsted Park Place Unit F and D, Charlotte, NC 28203 Start Date: 2023 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner Non Investment Related Name/Address: Scott Real Estate Group 4204 Waterford Drive Charlotte NC 28226 Start Date: 9/9/11 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-23 |
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