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Ryan Mccarthy

LPl Financial LLC

Cincinnati, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-25
TX RA APPROVED_RES 2023-10-25
  • OH RA
    APPROVED
    Since 2023-10-25
  • TX RA
    APPROVED_RES
    Since 2023-10-25

Branch Locations

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 08/2012 10/2018
Purshe Kaplan Sterling Investments Albany NY 01/2019 01/2019
9258 Wealth Management Blue Ash OH 10/2018 01/2021
Fifth Third Securities Cincinnati OH 01/2021 10/2023
Fifth Third Bank Cincinnati OH 01/2021 10/2023
Lpl Financial Llc Cincinnati OH 10/2023 Present
  • 08/2012 → 10/2018
    Fifth Third Securities
    Cincinnati, OH
  • 01/2019 → 01/2019
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 10/2018 → 01/2021
    9258 Wealth Management
    Blue Ash, OH
  • 01/2021 → 10/2023
    Fifth Third Securities
    Cincinnati, OH
  • 01/2021 → 10/2023
    Fifth Third Bank
    Cincinnati, OH
  • 10/2023 → Present
    Lpl Financial Llc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-10
S63 Uniform Securities Agent State Law Examination 2006-03-24
  • S66 Uniform Combined State Law Examination
    2017-01-10
  • S63 Uniform Securities Agent State Law Examination
    2006-03-24
Other Names
  • Ryan E Mccarthy
  • Ryan E Mccarthy
  • Ryan E Mccarthy
  • Ryan Edward Mccarthy

View on SEC IAPD

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