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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-24 |
Branch Locations
1200 Summit Ave Ste 502, Ft. Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fort Worth | TX | 06/2016 | Present |
1. 06/24/2016 - CAPROCK WEALTH ADVISORS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ FT. WORTH, TX 2. 3/5/2018 - No Business Name - Not Investment Related - Flossmoor, Illinois 604223 - Real Estate Rental - Started 06/23/2016 - 2 Hours Per Month/0 Hours During Securities Trading. 3. 08/20/2024 - Thirteen Twenty-Two Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 100 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-13 |
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