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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-18 |
| NC | RA | APPROVED | 2011-10-31 |
Branch Locations
13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States
Matthews, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 07/2011 | Present |
| Bank Of America, N.A. | Charlotte | NC | 01/2016 | Present |
I*886341, Entity Type: Entity Not For Profit, Name of OBA: Brightmoor Swim Club, Address: Matthews, North Carolina 28105, Investment Related: N, Position, Title, Association: Treasurer, Employee Start Date: 06/20/2022, No Hours: 20, No Hours during trading: 0, Duties: I will be the treasurer for our neighborhood swim team. It is not an official organization with an EIN or a 501(c)3 or anything like that. It is just a group of moms organizing the petty cash we receive from concession stand sales at swim meets and purchasing any new small equipment (goggles, swim kick boards, etc.). The board is a very casual, volunteer only group of moms and changes frequently as our kids age out of the swim team. The team checking account is just a joint account with whoever is currently acting as president and treasurer and is used mostly for making the Sams/Costco purchases for concession stand items. The neighborhood swim season only lasts for a month and a half each year, so it is a very small and short commitment amongst the group of parents. It is not an official organization and does not have any formal structure, it is just parents coming together informally to help out the kids' neighborhood swim team. I*, 1578269Entity Type: Not for Profit Name of OBA: Char-Meck SoftballAddress: Indian Trail, NC 28079Investment Related: No Position, Title, Association: Officer Employee Start Date: 12/30/2024No Hours: 4hrs per week No Hours during trading: 0 Duties: I will be President for Char-Meck Softball, which oversees 12 associations of girls recreational softball, ages 4-18. It is a voted in position with expected two year term. As president, I would be added to the organizations' checking account (held at another firm) and there are no investment assets. Treasurer would still be responsible for all money related matters, but my name would be on the account as a backup.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-26 |
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