Lauren Catherine Mcneill

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-09-11

NJ RA
APPROVED

Since 2020-09-11

Branch Locations

400 Broadhollow Rd Ste 200, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rocco A Carriero Wealth Partners Of Ameriprise	Southampton	NY	11/2015	01/2017
Northwestern Mutual Investment Services Llc	Melville	NY	03/2017	Present
Robert Kilroy	Melville	NY	03/2017	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	05/2017	Present

11/2015 → 01/2017

Rocco A Carriero Wealth Partners Of Ameriprise

Southampton, NY
03/2017 → Present

Northwestern Mutual Investment Services Llc

Melville, NY
03/2017 → Present

Robert Kilroy

Melville, NY
05/2017 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Previous Registrations

2015-11-25 → 2017-03-21

Ameriprise Financial Services, Llc

Southampton, NY
2012-02-29 → 2015-10-27

Northwestern Mutual Investment Services, Llc

Melville, NY

Other Businesses

1. CO-PRESIDENT, QUOGUE SCHOOL PTA, 321 RIVERSIDE DRIVE, RIVERHEAD, , NEW YORK, 11901, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/23/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEAD MONTHY MEETINGS, DESIGNATE EVENT COMMITTEES, COMMUNICATE SCHOOL EVENTS WITH PARENTS. NON-INVESTMENT RELATED. 2. PRESIDENT, QUOGUE SCHOOL PTA, 321 RIVERSIDE DRIVE, RIVERHEAD, , NEW YORK, 11901, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/23/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEAD MONTHY MEETINGS, DESIGNATE EVENT COMMITTEES, COMMUNICATE SCHOOL EVENTS WITH PARENTS.. NON-INVESTMENT RELATED. 3. OWNER, PWM HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 4/22/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, LSQUARED HOLDINGS, LLC, LEGAL ENTITY, START DATE: 4/22/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-02-28

S66 Uniform Combined State Law Examination

2012-02-28

Other Names

Lauren Lucas
Lauren Catherine Lucas

View on SEC IAPD