Steven J Ott

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2015-03-16

OH RA
APPROVED

Since 2015-03-16

Branch Locations

4500 Cooper Rd Ste 203M, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Cincinnati	OH	08/2005	Present
Flint Ink Corp	Erlanger	KY	05/2002	07/2017
Pfs Investments Inc.	Cincinnati	OH	12/2005	Present

08/2005 → Present

Primerica Financial Services

Cincinnati, OH
05/2002 → 07/2017

Flint Ink Corp

Erlanger, KY
12/2005 → Present

Pfs Investments Inc.

Cincinnati, OH

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Co-Owner, Cincinnati, OH 45248, 12/2024 to Present, 1 hour committed per month (1 hour during securities trading hours).

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-04-21

S63 Uniform Securities Agent State Law Examination

2006-04-21

View on SEC IAPD