Best Investors Account Sign in

Christopher Ross Mathwig

LPl Financial LLC

Eden Pairie, MN

Savage, MN

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-12
MN RA APPROVED 2017-01-03
  • TX RA
    APPROVED
    Since 2026-01-12
  • MN RA
    APPROVED
    Since 2017-01-03

Branch Locations

Eden Pairie, MN • United States

Savage, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Insurance Columbus OH 04/2009 12/2016
Nationwide Securities Llc Dublin OH 05/2009 12/2016
Lpl Financial, Llc Bloomington MN 01/2016 Present
Previous Registrations
Other Businesses

1. 1/3/2017 - LIGHTHOUSE WEALTH ADVISORS OF CHARLESTON LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/3/2017 - Time Spent 100%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-30
S63 Uniform Securities Agent State Law Examination 2009-06-11
  • S65 Uniform Investment Adviser Law Examination
    2015-12-30
  • S63 Uniform Securities Agent State Law Examination
    2009-06-11

View on SEC IAPD

More in Eden Pairie, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor