Christopher Ross Mathwig

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-12
MN	RA	APPROVED	2017-01-03

TX RA
APPROVED

Since 2026-01-12
MN RA
APPROVED

Since 2017-01-03

Branch Locations

Eden Pairie, MN • United States

Savage, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Insurance	Columbus	OH	04/2009	12/2016
Nationwide Securities Llc	Dublin	OH	05/2009	12/2016
Lpl Financial, Llc	Bloomington	MN	01/2016	Present

04/2009 → 12/2016

Nationwide Insurance

Columbus, OH
05/2009 → 12/2016

Nationwide Securities Llc

Dublin, OH
01/2016 → Present

Lpl Financial, Llc

Bloomington, MN

Previous Registrations

2016-01-15 → 2016-12-31

Nationwide Securities, Llc

Bloomington, MN

Other Businesses

1. 1/3/2017 - LIGHTHOUSE WEALTH ADVISORS OF CHARLESTON LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 1/3/2017 - Time Spent 100%.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-12-30
S63	Uniform Securities Agent State Law Examination	2009-06-11

S65 Uniform Investment Adviser Law Examination

2015-12-30
S63 Uniform Securities Agent State Law Examination

2009-06-11

View on SEC IAPD