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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-08-20 |
| TX | RA | APPROVED_RES | 2021-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securities Corporation | Lafayette | IN | 05/2009 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | Lafayette | IN | 02/2017 | 07/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lafayette | IN | 07/2021 | Present |
1. Notary Public; Lafayette IN 47901; Notary; Notarize documents as needed; affiliation started 05/26/2009; during securities trading hours; investment-related. 2. Rental Property; W Lafayette IN 47906; Owner; 01/16/2020; 16 hours/month; not during securities trading hours; Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-11 |
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