Alexa Brennan Brascetta

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 04/2018
  Sammons Financial Network, Llc
  West Des Moines, IA
• 12/2013 → 04/2018
  Midland National Life
  Aurora, CO
• 06/2018 → 10/2018
  Lpl Financial
  Arvada, CO
• 06/2018 → 10/2018
  Western Wealth Management Llc
  Arvada, CO
• 09/2018 → 12/2023
  Cwm, Llc Dba Carson Group Partners
  Omaha, NE
• 10/2018 → 12/2023
  Cetera Advisor Networks
  El Segundo, CA
• 04/2018 → 06/2018
  Unemployed
  Arvada, CO
• 05/2018 → 12/2023
  Valorem Financial
  Arvada, CO
• 10/2018 → 12/2023
  Cwm, Llc Dba Carson Group Partners
  Omaha, NE
• 03/2022 → 12/2023
  Valorem Financial
  Engelwood, CO
• 12/2023 → Present
  Lpl Financial Llc
  Aurora, CO

Previous Registrations

• 2018-10-24 → 2023-12-11
  Cwm, Llc
  Arvada, CO
  Arvada, CO
  Englewood, CO
  Engelwood, CO

Other Businesses

1) 11/07/2023 - Aligned Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 11/07/2023 - Non-Variable Insurance - Selling: Term, universal life, indexed universal life, and long term care - Financial Independence group - Investment related - 5 Hours per month - Start date: 11/3/2023. 3) 05/27/2026 - Aligned Wealth Strategies LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Aurora, CO - Start Date 05/19/2026 - 5 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2018-08-03
• S63 Uniform Securities Agent State Law Examination
  2010-11-30

Other Names

• Alexa Jane Brennan
• Alexa Brennan