Best Investors Account Sign in

Christopher David Herrera

Park Avenue Securities LLC

Sacramento, CA

Claim This Profile
Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-06
  • CA RA
    APPROVED
    Since 2026-04-06

Branch Locations

1 Capitol Mall Suite 300, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hifs Inc Linden CA 09/2015 10/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2022 08/2023
Northwestern Mutual Investment Services Llc Sacramento CA 10/2022 08/2023
Guardian Life Insurance Sacramento CA 08/2023 Present
Park Avenue Securities, Llc. Sacramento CA 09/2023 Present
  • 09/2015 → 10/2022
    Hifs Inc
    Linden, CA
  • 09/2022 → 08/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2022 → 08/2023
    Northwestern Mutual Investment Services Llc
    Sacramento, CA
  • 08/2023 → Present
    Guardian Life Insurance
    Sacramento, CA
  • 09/2023 → Present
    Sacramento, CA
Other Businesses

Herrera Insurance & Financial Services, Inc.: I currently own 50% of the business that I founded in 2016. I do not have any day to day interactions within this company. I have an agreement to be bought out over a 12 year period, this is why I still maintain ownership. If I am required to release my interest in this business, I would be willing to do that if required. Start Date: 04/01/2016 Address: 1990 N. California Blvd., Suite 20 PMB 1069, Walnut Creek, Ca 94596 0 total hours per month will you be spent on this Outside Business Activity 0 hours per month during normal securities trading hours Not Investment Related Christopher David Herrera Family Trust: My personal trust holding all of my assets. I am the trustee. Start Date: 01/14/2021 Address: 18751 Grace St, Linden, Ca 95236 0 total hours per month will be spent on this Outside Business Activity 0 hours per month during normal securities trading hours Not Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-18
S63 Uniform Securities Agent State Law Examination 2023-03-07
  • S65 Uniform Investment Adviser Law Examination
    2026-02-18
  • S63 Uniform Securities Agent State Law Examination
    2023-03-07
Other Names
  • Chris Herrera
  • Christopher David Herrera
  • Christopher Herrera
  • Chris Herrera

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Sacramento, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor