Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-06 |
Branch Locations
1 Capitol Mall Suite 300, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hifs Inc | Linden | CA | 09/2015 | 10/2022 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2022 | 08/2023 |
| Northwestern Mutual Investment Services Llc | Sacramento | CA | 10/2022 | 08/2023 |
| Guardian Life Insurance | Sacramento | CA | 08/2023 | Present |
| Park Avenue Securities, Llc. | Sacramento | CA | 09/2023 | Present |
Herrera Insurance & Financial Services, Inc.: I currently own 50% of the business that I founded in 2016. I do not have any day to day interactions within this company. I have an agreement to be bought out over a 12 year period, this is why I still maintain ownership. If I am required to release my interest in this business, I would be willing to do that if required. Start Date: 04/01/2016 Address: 1990 N. California Blvd., Suite 20 PMB 1069, Walnut Creek, Ca 94596 0 total hours per month will you be spent on this Outside Business Activity 0 hours per month during normal securities trading hours Not Investment Related Christopher David Herrera Family Trust: My personal trust holding all of my assets. I am the trustee. Start Date: 01/14/2021 Address: 18751 Grace St, Linden, Ca 95236 0 total hours per month will be spent on this Outside Business Activity 0 hours per month during normal securities trading hours Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-07 |
Reach out to this advisor