Marilin D Diaz Perez

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-12-01

FL RA
APPROVED

Since 2017-12-01

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc	Miami	FL	11/2010	10/2017
Ubs Financial Services Inc	Miami	FL	10/2017	Present

11/2010 → 10/2017

Hsbc

Miami, FL
10/2017 → Present

Ubs Financial Services Inc

Miami, FL

Previous Registrations

2017-06-29 → 2017-11-03

Hsbc Securities (Usa) Inc.

Miami, FL

Other Businesses

Inmodeldia LLC / Company / To hold a real estate property, single home in Miami. / Proprietor / owner / Ownership participation for the real estate property, a single home in Miami, Start Date - 1/27/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-28
S63	Uniform Securities Agent State Law Examination	2016-05-19

S66 Uniform Combined State Law Examination

2017-06-28
S63 Uniform Securities Agent State Law Examination

2016-05-19

Other Names

Marilyn Diaz
Marilin De Los Angeles Diaz Perez
Marilin D Diaz Perez

View on SEC IAPD