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James Brian Stanhouse

Stanhouse Financial Planning And Management, LLC

Duluth, GA

CRD 5672650

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Employer firm

Stanhouse Financial Planning And Management, LLC CRD 150494

$33.3M regulatory AUM 21 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stanhouse Financial Planning And Management, Llc

3235 Satellite Blvd. Bldg 400, Suite 300, Duluth, GA 30096-8688 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-08
GA RA APPROVED 2009-06-11
  • TX RA
    APPROVED_RES
    Since 2020-09-08
  • GA RA
    APPROVED
    Since 2009-06-11

Branch Locations

3235 Satellite Blvd. Bldg 400, Suite 300, Duluth, GA 30096-8688 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Preparing To Start Oakworth Stone Mountain GA 01/2009 Present
  • 01/2009 → Present
    Preparing To Start Oakworth
    Stone Mountain, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-03
  • S65 Uniform Investment Adviser Law Examination
    2009-03-03

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
LEGACY PARTNER GROUP
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

CHARMAINE ANDREA SYLVESTER
Kelli A Rogan
CHERRY XIANGCHAN MOSIENKO

Nearby Offices

MORGAN STANLEY · Duluth, GA
LEGACY PARTNER GROUP · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA

More in Duluth, GA

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