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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-22 |
| TX | RA | APPROVED | 2021-04-22 |
Branch Locations
1 Jericho Plaza Suite 106, Jericho, NY 11753-1635 • United States
Rockville Centre, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Great Neck | NY | 04/2013 | 04/2021 |
| Bank Of America, N.A. | Great Neck | NY | 07/2013 | 04/2021 |
| Rbc Capital Markets, Llc | Jericho | NY | 04/2021 | Present |
| City National Bank | Jericho | NY | 04/2021 | Present |
(1) Name of Entity: West Saint Paul Hockey Association Address: 60 Emerson Ave W, West St. Paul, MN 55118 Investment/Not Investment Related : No Business Description: hockey association Capacity: Treasurer State Date: 04/01/2024 Duties: Cut checks to west st paul hockey teams, tournaments our teams attend, bring money to/from concessions (collecting money), depositing funds into the associations bank account, etc. Hours Devoted per month: 2 Hours Devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-09 |
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