Best Investors Account Sign in
Inactive

Erik John Kroll

Hilltop Financial Advisors

Milwaukee, WI

CRD 5672537

Claim This Profile
Employer firm

Hilltop Financial Advisors CRD 274030

$24.5M regulatory AUM 11 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Hilltop Financial Advisors

9000 W Chester St Suite 100, Milwaukee, WI 53214 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2015-11-13
  • WI RA
    APPROVED
    Since 2015-11-13

Branch Locations

9000 W Chester St Suite 100, Milwaukee, WI 53214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diversified Management Inc. Milwaukee WI 03/2011 Present
Hilltop Financial Advisors, Llc Wauwatosa WI 07/2015 Present
Previous Registrations
Other Businesses

Erik Kroll, sole proprietor (paraplanner) 6607 Vista Avenue Wauwatosa, WI 53213 Is this investment related? yes Nature of the business: paraplanner for different financial advisors Start date: 3/1/17 Hours/month (total): 60 Hours/month (during securities trading hours): 40 I create financial plans for other financial advisors for their clients in an independent contractor capacity. I interface directly with the financial advisor only and may or may not provide investment advice for them to pass along to their clients.

Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Milwaukee, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor