Eric J Schmidt

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2023-09-01
FL	RA	APPROVED	2023-09-01
IL	RA	APPROVED	2023-09-01
MO	RA	APPROVED	2023-09-01

AL RA
APPROVED

Since 2023-09-01
FL RA
APPROVED

Since 2023-09-01
IL RA
APPROVED

Since 2023-09-01
MO RA
APPROVED

Since 2023-09-01

Branch Locations

Chesterfield, MO • United States

16640 Chesterfield Grove Suite 160, Chesterfield, MO 63005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial	Chesterfield	MO	07/2013	Present
Osaic Wealth, Inc.	Chesterfield	MO	09/2023	Present

07/2013 → Present

Sagepoint Financial

Chesterfield, MO
09/2023 → Present

Osaic Wealth, Inc.

Chesterfield, MO

Previous Registrations

2013-07-25 → 2023-09-01

Osaic Services, Inc.

Chesterfield, MO
2009-09-03 → 2013-07-23

Edward Jones

Shrewsbury, MO

St Louis, MO

Shrewsbury, MO

Other Businesses

ERIC SCHMIDT/SAGEPOINT; INVESTMENT RELATED YES; NATURE- SOLE PROPRIETORSHIP; START DATE- 08/26/2013; HOURS PER MONTH- 5; TRADING HOURS PER MONTH- 5; DESCRIPTION- SALE AND SERVICING OF NON SECURITIES(FIXED) INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-09-01

S66 Uniform Combined State Law Examination

2009-09-01

View on SEC IAPD