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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Livermore | CA | 08/2013 | 06/2024 |
| Securities America Advisors | Livermore | CA | 08/2013 | 06/2024 |
| Osaic Wealth, Inc. | Livermore | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Livermore | CA | 06/2024 | Present |
LIFE INSURANCE SALES & INDEXED ANNUITIES POSITION: Life Insurance Agent NATURE: Life Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 27 SECURITIES TRADING HOURS: 5 START DATE: 08/05/2013 ADDRESS: 2410 Armstrong Street, Livermore CA 94551 DESCRIPTION: I sell life insurance, including the fixed products mentioned above.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-06 |
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