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Christian Uche Chukwuma

Osaic Wealth, Inc.

Tracy, CA

CRD 5672307

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14

Branch Locations

1486 W 11Th Street, Tracy, CA 95376 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Securities America Inc Livermore CA 08/2013 06/2024
Securities America Advisors Livermore CA 08/2013 06/2024
Osaic Wealth, Inc. Livermore CA 06/2024 Present
Osaic Wealth, Inc. Livermore CA 06/2024 Present
  • 08/2013 → 06/2024
    Securities America Inc
    Livermore, CA
  • 08/2013 → 06/2024
    Securities America Advisors
    Livermore, CA
  • 06/2024 → Present
    Livermore, CA
  • 06/2024 → Present
    Livermore, CA
Previous Registrations
  • 2013-08-08 → 2024-06-14
    Securities America Advisors, Inc.
    Livermore, CA
    Livermore, CA
  • 2009-10-07 → 2013-07-17
    St Louis, MO
    Livermore, CA
    Tracy, CA
Other Businesses

LIFE INSURANCE SALES & INDEXED ANNUITIES POSITION: Life Insurance Agent NATURE: Life Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 27 SECURITIES TRADING HOURS: 5 START DATE: 08/05/2013 ADDRESS: 2410 Armstrong Street, Livermore CA 94551 DESCRIPTION: I sell life insurance, including the fixed products mentioned above.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-06
  • S66 Uniform Combined State Law Examination
    2009-10-06
Other Names
  • Christian Chukwuma

View on SEC IAPD

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