Andrew Macleod

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-04-02

RI RA
APPROVED

Since 2026-04-02

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Retirement Insurance And Annuity Company	Windsor	CT	12/2012	10/2016
Voya Financial Advisors	Windsor	CT	11/2016	03/2018
Cetera Advisor Networks Llc	El Segundo	CA	06/2021	09/2022
Cetera Advisors Llc	St Cloud	MN	06/2021	09/2022
Cetera Investment Services Llc	St Cloud	MN	06/2021	09/2022
Cetera Financial Specialists Llc	Schaumburg	IL	06/2021	09/2022
First Allied Securites Inc	San Diego	CA	06/2021	09/2022
Citizens Securities, Inc.	Johnston	RI	09/2022	Present
Voya Financial Advisors	Windsor	CT	03/2018	06/2021

12/2012 → 10/2016

Voya Retirement Insurance And Annuity Company

Windsor, CT
11/2016 → 03/2018

Voya Financial Advisors

Windsor, CT
06/2021 → 09/2022

Cetera Advisor Networks Llc

El Segundo, CA
06/2021 → 09/2022

Cetera Advisors Llc

St Cloud, MN
06/2021 → 09/2022

Cetera Investment Services Llc

St Cloud, MN
06/2021 → 09/2022

Cetera Financial Specialists Llc

Schaumburg, IL
06/2021 → 09/2022

First Allied Securites Inc

San Diego, CA
09/2022 → Present

Citizens Securities, Inc.

Johnston, RI
03/2018 → 06/2021

Voya Financial Advisors

Windsor, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-03-21
S63	Uniform Securities Agent State Law Examination	2017-03-09

S66 Uniform Combined State Law Examination

2026-03-21
S63 Uniform Securities Agent State Law Examination

2017-03-09

Other Names

Andrew David Macleod

View on SEC IAPD