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Inactive

Charles Malcolm Johnson

Ep Wealth Advisors

Newburyport, MA

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-02-11
CA RA APPROVED 2025-01-01
TX RA APPROVED 2024-07-04
NH RA APPROVED 2023-03-16
  • MA RA
    APPROVED
    Since 2025-02-11
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2024-07-04
  • NH RA
    APPROVED
    Since 2023-03-16

Branch Locations

102 State Street Suite E., Newburyport, MA 01950 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Resolute Financial, Llc Newburyport MA 01/2006 02/2023
Ep Wealth Advisors, Llc. Torrance CA 02/2023 Present
  • 01/2006 → 02/2023
    Resolute Financial, Llc
    Newburyport, MA
  • 02/2023 → Present
    Ep Wealth Advisors, Llc.
    Torrance, CA
Previous Registrations
  • 2006-01-25 → 2023-03-28
    Resolute Financial, Llc
    Newburyport, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-24
  • S65 Uniform Investment Adviser Law Examination
    2006-01-24
Designations
Other Names
  • Chuck Johnson

View on SEC IAPD

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