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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-12-01
  • PA RA
    APPROVED
    Since 2017-12-01

Branch Locations

15 Brintons Bridge Road, Suite 100, West Chester, PA 19382 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seasock'S Commercial Services Glen Mills PA 07/2002 Present
Lpl Financial Llc West Chester PA 10/2012 Present
Private Advisor Group, Llc West Chester PA 11/2017 Present
  • 07/2002 → Present
    Seasock'S Commercial Services
    Glen Mills, PA
  • 10/2012 → Present
    Lpl Financial Llc
    West Chester, PA
  • 11/2017 → Present
    West Chester, PA
Previous Registrations
Other Businesses

1. 10/11/2012 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - Kupiec Investment Group - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - 50% TIME SPENT 2. 10/11/2012 - Seasock Commericial Services - Cleaning Company - Business Owner - NOT INV. REL. - AT REPORTED BUSINESS LOCATION(S) - President/Owener. Primary role is to schedule the services and conduct the billing of service. - 10% TIME SPENT. 3. 11/5/2018 - No Business Name - Investment Related - Home Based - Non-Variable Insurance - Start Date:10/15/2018 - 20 Hours Per Month/0 Hours During Trading. 4. 12/20/2018 - Private Advisor Group - DBA: (Hybrid) Kupiec Investment Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - ADMIN. - Start Date: 11/30/2017 - 100 Hours Per Month/100 Hours During Securities Trading - I provide administrative services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/20/2018. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5. 12/20/2018 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Start Date: 11/30/2017 - 100 Hours Per Month/100 Hours During Securities Trading - I provide administrative services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/20/2018. I expect to spend approximately 100 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-15
  • S66 Uniform Combined State Law Examination
    2009-08-15
Other Names
  • Tina Marie Capasso

View on SEC IAPD

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