James Theodore Dekoschak

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-05-16
TX	RA	APPROVED	2021-09-22

FL RA
APPROVED

Since 2023-05-16
TX RA
APPROVED

Since 2021-09-22

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Tucson	AZ	06/2014	09/2021
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	09/2021
Fisher Investments	Plano	TX	09/2021	Present

06/2014 → 09/2021

Fidelity Investments

Tucson, AZ
07/2018 → 09/2021

Fidelity Personal And Workplace Advisors

Boston, MA
09/2021 → Present

Fisher Investments

Plano, TX

Previous Registrations

2018-07-13 → 2021-09-21

Fidelity Personal And Workplace Advisors

Boston, MA
2014-07-29 → 2018-07-13

Strategic Advisers Llc

Tucson, AZ
2011-10-11 → 2014-06-05

Eagle Strategies Llc

Tucson, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-23
S63	Uniform Securities Agent State Law Examination	2010-04-09

S66 Uniform Combined State Law Examination

2011-09-23
S63 Uniform Securities Agent State Law Examination

2010-04-09

View on SEC IAPD