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James Randolph Gerwels

Morgan Stanley

Las Cruces, NM

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-01-22
UT RA APPROVED 2009-10-20
NM RA APPROVED 2009-08-17
  • TX RA
    APPROVED
    Since 2010-01-22
  • UT RA
    APPROVED
    Since 2009-10-20
  • NM RA
    APPROVED
    Since 2009-08-17

Branch Locations

3050 Roadrunner Parkway Suite B, Las Cruces, NM 88011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Las Cruces NM 08/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/2009 → Present
    Morgan Stanley Smith Barney
    Las Cruces, NM
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

LANDLORD (PASSIVE); OWNER; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 05/2012

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-10
  • S66 Uniform Combined State Law Examination
    2009-07-10
Other Names
  • James Randolph Kemper Gerwels

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COALSON FINANCIAL SERVICES, LLC
EAGLE STRATEGIES LLC
LPL FINANCIAL LLC

Other Investors

JOSEPH WILLIAM DELAMATER
REBECCA MARIE PINCH
JACOB R DELAMATER
Margaret O'Kelley
Douglas Wesley Heward
Tanya Michelle Schlingman
Timothy James Gilliam
ANGELA RENEE PARRA-MCNEELY

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LAS CRUCES, NM
U.S. BANCORP ADVISORS, LLC · Las Cruces, NM
EDWARD JONES · LAS CRUCES, NM
CETERA INVESTMENT ADVISERS LLC · LAS CRUCES, NM
EDWARD JONES · LAS CRUCES, NM
STATE FARM INVESTMENT MANAGEMENT CORP. · Las Cruces, NM
COALSON FINANCIAL SERVICES, LLC · LAS CRUCES, NM
EAGLE STRATEGIES LLC · LAS CRUCES, NM

More in Las Cruces, NM

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