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Maria Isabel Patino-Rodriguez

Ubs Financial Services Inc.

Coral Gables, FL

Miami, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-07-02
  • FL RA
    APPROVED
    Since 2014-07-02

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Coral Gables FL 06/2014 Present
Previous Registrations
  • 2009-12-08 → 2014-05-27
    Hsbc Securities (Usa) Inc.
    Miami, FL
  • 2006-03-20 → 2009-11-02
    Ucb Financial Advisers Inc.
    Coral Gables, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-03-15
S65 Uniform Investment Adviser Law Examination 2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    2010-03-15
  • S65 Uniform Investment Adviser Law Examination
    2006-01-23
Other Names
  • Maria Rodriguez
  • Maria Isabel Rodriguez
  • Maria Patino
  • Maria Isabel Patino

View on SEC IAPD

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