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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-09-25
  • TX RA
    APPROVED
    Since 2009-09-25

Branch Locations

417 Oakbend Dr Ste 270, Lewisville, TX 75067 • United States

Highland Vlg, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lewisville TX 05/2009 03/2020
Ameriprise Financial Services, Llc Lewisville TX 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 6904 SW 88th Street Unit F405Miami, FL 33156, ,; ; . Business Ownership; Oak Bend Associates LLC; ; Operations and business services for financial planning practice.; 417 Oakbend Dr Ste 270Lewisville, TX 75067, ,; Investment-Related; 01/01/2015; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-24
  • S66 Uniform Combined State Law Examination
    2009-09-24

View on SEC IAPD

Other Firms

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