Patrick Michael Shaw

Employer firm

Mariner Independent CRD 305418

$7.34B regulatory AUM 47 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 09/2016
  Jpmorgan Securities Llc
  Naperville, IL
• 09/2016 → 10/2022
  Mariner Wealth Advisors
  Novi, MI
• 01/2023 → 03/2024
  Lido Advisors, Llc
  Chicago, IL
• 03/2024 → Present
  Mariner Platform Solutions
  Overland Park, KS
• 03/2024 → Present
  Fortitude Financial Partners
  Oakbrook Terrace, IL

Previous Registrations

• 2023-01-25 → 2024-03-15
  Lido
  Chicago, IL
  Los Angeles, CA
• 2016-09-12 → 2022-11-07
  Mariner
  Oakbrook Terrace, IL
  Novi, MI
• 2016-09-12 → 2018-03-31
  Mariner Wealth Advisors
  Oakbrook Terrace, IL
• 2013-04-09 → 2016-09-21
  J.P. Morgan Securities Llc
  Naperville, IL
• 2009-10-22 → 2013-04-17
  Charles Schwab & Co., Inc.
  Oak Brook, IL
• 2006-08-15 → 2009-10-07
  Ameriprise Financial Services, Llc
  Chicago, IL

Other Businesses

1) Owner of a rental property; investment-related; started 2/1/2022; 10 hours/month during securities trading hourse; 0 hrs/month during securities trading hours; collect rent, pay bills, and keep records for property. 2) Fortitude Financial Partners; investment-related; Chicago, IL; Registered Advisor; offering investment advisory services through Mariner Platform Solutions; 160 hrs/month during securities trading hours

Exams

• S66 Uniform Combined State Law Examination
  2006-08-14

Designations

• Certified Financial Planner