Hang Thanh Nguyen

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 11/2017
  Schoolsfirst Federal Credit Union
  Cypress, CA
• 01/2012 → 11/2017
  Cuna Brokerage Services, Inc
  Cypress, CA
• 11/2017 → 08/2022
  J.P. Morgan Securities Llc
  Westminster, CA
• 09/2022 → Present
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 08/2022 → Present
  Wells Fargo Bank, Na
  Newport Beach, CA

Previous Registrations

• 2017-11-22 → 2022-08-30
  J.P. Morgan Securities Llc
  Westminster, CA
  Westminster, CA
  Huntington Beach, CA
• 2012-02-07 → 2017-11-03
  Cuna Brokerage Services, Inc.
  Cypress, CA
  Garden Grove, CA
  Norwalk, CA
  Cerritos, CA
  Downey, CA
  Long Beach, CA
  Long Beach, CA
  Pasadena, CA
  Torrance, CA
  Long Beach, CA
  Torrance, CA
• 2011-01-03 → 2012-01-05
  Wells Fargo Clearing Services, Llc
  Garden Grove, CA
  Newport Beach, CA
• 2009-08-20 → 2011-01-03
  Wells Fargo Investments, Llc
  Garden Grove, CA

Exams

• S66 Uniform Combined State Law Examination
  2009-08-19

Other Names

• Tiffanie Thanh Nguyen
• Hang Thanh Nguyen
• Hang (Tiffanie) Nguyen
• Hang Nguyen
• Hang T Nguyen