Cole Smithers Koeniger

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2025
  M Holdings Securities, Inc.
  Portland, OR
• 08/2025 → Present
  Raymond James Financial Services, Inc.
  Morristown, NJ
• 08/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Morristown, NJ

Previous Registrations

• 2016-07-08 → 2025-08-11
  M Holdings Securities, Inc.
  Morristown, NJ
  Portland, OR
• 2013-05-23 → 2016-07-07
  Lincoln Investment
  Iselin, NJ
• 2014-10-01 → 2016-07-07
  Capital Analysts
  Cranford, NJ
• 2011-07-01 → 2013-05-15
  Hornor, Townsend & Kent, Llc
  Florham Park, NJ
• 2009-09-09 → 2011-06-21
  Park Avenue Securities Llc
  Holmdel, NJ
• 2007-12-19 → 2009-08-11
  Valic Financial Advisors, Inc.
  Mount Laurel, NJ
  Berkeley Heights, NJ

Other Businesses

(1) Name of Business: Address: 11 ave at port imperial blvd, west new york, NJ, 07093, United States Activity Type: Accounting/CPA Position/Title: Partner Investment Related: No Start Date: 08/02/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: None as my partner will do all accoutning work. (2) Name of Business: Eagle Rock Wealth Address: Remote Location, Trenton, NJ, 08601, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/30/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: FA (3) Name of Business: Greenberg and Rapp Address: Remote Location, Trenton, NJ, 08601, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/30/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: FA (4) Name of Business: Koeniger - Smithers LLC Address: 11 ave at port imperial blvd #633, west new york, NJ, 07093, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 05/31/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a pass through LLC for filing taxes and protection of individual assets.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-17

Other Names

• Cole S Koeniger