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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2010-10-12 |
Branch Locations
8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States
Indianapolis, IN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Indianapolis | IN | 05/2009 | Present |
| Mml Investors Services, Llc | Indianapolis | IN | 05/2009 | Present |
(1) Name: Big Lion Wealth Management, Inc. Inv rel: Y Addr: 8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 Nature: Corporation used for business expenses, staff salaries Position: Financial Advisor Start: 10/01/2022 No hrs/mo: 40 No hrs/mo dur trading: 40 Duties: Advise, service and implement insurance and investment products and services. (2) Name: Dance Kaleidoscope Inv Rel: Y Addr: At residential address Nature: Nonprofit Organization Position: Chair - Investment Committee Start Date: 10/01/2023 No. Hr/Mo: 3 No. Hr/Mo During Sec Trading: 3 Duties: Oversee endowment portfolio and ensure it meets goals of investment policy statement, coordinate meetings and report to board and finance committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-21 |
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