Best Investors
Account
Sign in
Best Investors
Account
Sign in
Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-02 |
Branch Locations
19500 State Hwy 249 Suite 150, Houston, TX 77070 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Houston | TX | 10/2015 | 09/2025 |
| Lancaster Wealth Management | Houston | TX | 10/2015 | 09/2025 |
| Raymond James Financial Services Advisors Inc. | Houston | TX | 10/2015 | 09/2025 |
| Steward Partners Investment Solutions, Llc | Houston | TX | 09/2025 | Present |
| Steward Partners Investment Advisory, Llc | Houston | TX | 09/2025 | Present |
| Steward Partners Global Advisory, Llc | Houston | TX | 09/2025 | Present |
(1) Name of Business: Lancaster Wealth Management Address: 19500 State Highway 249, Houston, TX, 77070 Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/15/2009 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Partner. Servicing clients as an RJFS advisor. Lancaster Wealth Management is our DBA. (2) RENTAL REAL ESTATE, NON-INVESTMENT RELATED, STARTED 6/2009, NEW BERN, NC, OWNER OF RENTAL HOME, 4 HOURS DEVOTED/MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-02 |
Reach out to this advisor