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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-04-16
GA RA APPROVED 2025-04-15
  • CT RA
    APPROVED
    Since 2025-04-16
  • GA RA
    APPROVED
    Since 2025-04-15

Branch Locations

Buford, GA • United States

West Des Moines, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Peachtree City GA 08/2011 05/2017
Triad Advisors, Inc. Norcross GA 05/2017 05/2019
Concorde Investment Services Livonia MI 05/2019 03/2024
Concorde Asset Management, Llc Livonia MI 05/2019 03/2024
Scottrade Investment Management Peachtree City GA 03/2017 05/2017
Bangerter Financial Services, Inc. Buford GA 03/2024 06/2024
Concorde Investment Services, Llc Buford GA 03/2024 06/2024
Concorde Asset Management, Llc Buford GA 03/2024 06/2024
Lpl Financial Llc Fort Mill SC 10/2024 04/2025
N/A Buford GA 07/2024 10/2024
Voya Financial Advisors Windsor CT 04/2025 Present
  • 08/2011 → 05/2017
    Scottrade, Inc.
    Peachtree City, GA
  • 05/2017 → 05/2019
    Triad Advisors, Inc.
    Norcross, GA
  • 05/2019 → 03/2024
    Concorde Investment Services
    Livonia, MI
  • 05/2019 → 03/2024
    Livonia, MI
  • 03/2017 → 05/2017
    Scottrade Investment Management
    Peachtree City, GA
  • 03/2024 → 06/2024
    Buford, GA
  • 03/2024 → 06/2024
    Concorde Investment Services, Llc
    Buford, GA
  • 03/2024 → 06/2024
    Buford, GA
  • 10/2024 → 04/2025
    Fort Mill, SC
  • 07/2024 → 10/2024
    N/A
    Buford, GA
  • 04/2025 → Present
    Voya Financial Advisors
    Windsor, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-13
S63 Uniform Securities Agent State Law Examination 2011-09-23
  • S66 Uniform Combined State Law Examination
    2017-03-13
  • S63 Uniform Securities Agent State Law Examination
    2011-09-23
Other Names
  • Robert Thatcher Tudor
  • Robert Thatcher Tudor

View on SEC IAPD

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