Andrew S Lucas

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Merrill Lynch
  Chicago, IL
• 12/2009 → Present
  Bank Of America,Na
  Cincinnati, OH

Other Businesses

I*130467For profit or not for profit: Non-Profit Organization Name of outside business organization: Bernard Zell Anshe Emet Day School Endowment Investment related: N Address of business: Chicago, Illinois 60614Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 3/25/2020Number of hours devoted: 3 hour(s) Annually Number of hours devoted during trading hours: 0Duties: Board member of the Endowment. Help grow the endowment and chart direction.I*1775324, Entity Type: Entity Charitable, Name of OBA: Birthright Israel Foundation Address: New York, NY 10017 Investment Related: No Position, Title, Association: Committee Employee Start Date:6/04/2024 No Hours: No Hours during trading: Duties: Board Member and Development CommitteeI*: 2116312Entity Type: Entity CharitableName of OBA: Birthright Israel FoundationAddress: New York NY 10016Investment Related: NoPosition, Title, Association: Board memberEmployee Start Date: 01/06/2025Number of Hours: 10 hrs mthlyNumber of Hours during trading: 0 Duties: Board Member I*3323281 Entity Type: Entity Charitable Name of OBA: Birthright Israel Foundation Address: new york, New York, 10017 Investment Related: No Position, Title, Association: Committee Employee Start Date: 12/26/2025 Number of Hours: 2, Yearly Number of Hours during trading: 0, Yearly Duties: Send young adults to Isreal Development Committee

Exams

• S66 Uniform Combined State Law Examination
  2009-09-03