Mark J Mezzone

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
TX	RA	APPROVED_RES	2019-01-07
CT	RA	APPROVED	2016-10-21

NY RA
APPROVED

Since 2021-06-14
TX RA
APPROVED_RES

Since 2019-01-07
CT RA
APPROVED

Since 2016-10-21

Branch Locations

4 Prospect, Ridgefield, CT 06877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mount Kisco	NY	06/2014	Present
Bank Of America, N.A.	Mount Kisco	NY	09/2014	10/2016
Raymond James And Associates	Danbury	CT	10/2016	Present

06/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Kisco, NY
09/2014 → 10/2016

Bank Of America, N.A.

Mount Kisco, NY
10/2016 → Present

Raymond James And Associates

Danbury, CT

Previous Registrations

2014-09-23 → 2016-10-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

White Plains, NY

Other Businesses

(1)Name of Business: MDJM LLC Address: 4 Prospect Street, Ridgefield, CT, 06877, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 04/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchased an office condo for the purpose of renting it to Raymond James. (2)Name of Business: MDJM LLC Address: 4 Prospect St, Ridgefield, CT, 06877-4510, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lease commercial office condo to Raymond James.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-09-22

S66 Uniform Combined State Law Examination

2014-09-22

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