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Angela Dawn Pepper

LPl Financial LLC

Shelby Township, MI

CRD 5670069

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-23
MI RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2022-07-23
  • MI RA
    APPROVED
    Since 2017-11-29

Branch Locations

51424 Van Dyke Ave Suite 6, Shelby Township, MI 48316 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Shelby Township MI 01/2016 11/2017
Lpl Financial Llc Shelby Township MI 11/2017 Present
  • 01/2016 → 11/2017
    National Planning Corporation
    Shelby Township, MI
  • 11/2017 → Present
    Shelby Township, MI
Previous Registrations
  • 2017-09-05 → 2017-11-29
    National Planning Corporation
    Shelby Twp, MI
    El Segundo, CA
Other Businesses

1. 2/1/2019 - Donadio Pepper Wealth Management Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/11/2019 - 40 Hours Per Month During Securities Trading. 2. 2/1/2019 - Donadio Pepper Wealth Management Group LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/11/2019 - 40 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-26
S63 Uniform Securities Agent State Law Examination 2011-03-30
  • S65 Uniform Investment Adviser Law Examination
    2017-08-26
  • S63 Uniform Securities Agent State Law Examination
    2011-03-30
Other Names
  • Angela Dawn Hermes
  • Angela Dawn Donadio

View on SEC IAPD

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