Dana Gene Rausch

Current Employers

Employment History

• 05/2009 → 12/2017
  Princor Financial Services Corporation
  Sioux Falls, SD
• 11/2017 → 08/2020
  Lpl Financial, Llc
  Sioux Falls, SD
• 12/2017 → 08/2020
  Visionpoint Advisory Group, Llc
  Sioux Falls, SD
• 06/2009 → 12/2017
  Principal Financial
  Sioux Falls, SD
• 08/2020 → Present
  Ria Advisory Group Llc
  Des Moines, IA

Previous Registrations

• 2017-12-15 → 2020-08-11
  Balefire, Llc
  Sioux Falls, SD
• 2013-01-02 → 2017-12-14
  Principal Securities, Inc.
  Sioux Falls, SD
  Sioux Falls, SD
  Watertown, SD
  Aberdeen, SD
  Hoven, SD
  Mitchell, SD
  Conde, SD

Other Businesses

1. CDVP, LLC - Not Investment Related - 13644 Sunshine Valley Rd, Piedmont, SD 57769 - Business Entity For Tax/Investment Purposes Only - Started 04/26/2018 - 8 hrs/mo - 0 During Securities Trading 2. DGR Inc - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date: 01/29/2019 - 8 hrs/mo - 0 hrs during trading. 3. V&J Rausch Family LLC - Not Investment Related - Hoven SD 57450 - Started 12/15/2005 - 16 Hour Per Month/0 Hours During Securities Trading - 1/10th shareholder in a family holding LLC for family farmland. 4. Resolve Physician Agency - Investment Related - At Reported Business Location(s) - Other-Benefit Education - Benefit Analyst - Started 11/11/2019 - 7 Hours Per Month During Securities Trading - Calls with doctors to help them understand the benefits that their new possible employer is offering. 5. No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 4/16/2018 60 Hours Per Month/3 Hours During Securities Trading - Time Spent 25% - Fixed Life, Fixed Annuity, Disability, LTC. BGA is Financial Markets

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-12-20
• S63 Uniform Securities Agent State Law Examination
  2009-06-03

Other Names

• Dana G Rausch