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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-23 |
| TN | RA | APPROVED | 2019-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 06/2012 | 07/2018 |
| Pruco Securities, Llc. | Franklin | TN | 12/2018 | 01/2019 |
| The Prudential Insurance Co Of America | Franklin | TN | 12/2018 | 01/2019 |
| Unemployed | Hendersonville | TN | 07/2018 | 12/2018 |
| Regions Bank | Hendersonville | TN | 02/2019 | Present |
| Cetera Investment Advisers Llc | Hendersonville | TN | 02/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2019 | Present |
1. REGISTERD AGENT OF TALITRIX TENNESSEE LLC; SON'S CRIMINAL JUSTICE BUSINESS; ONLY INVOLVEMENT IS FORWARDING MAIL RECEIVED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-29 |
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