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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-07-22 |
Branch Locations
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
3500 American Blvd West, Suite 190, Bloomington, MN 55431 • United States
104 E. Locust Street, River Falls, WI 54022 • United States
710 Commerce Drive Ste 150, Woodbury, MN 55125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Woodbury | MN | 07/2016 | Present |
| Great Valley Advisor Group, Inc. | Wilmington | DE | 07/2016 | Present |
1) 07/05/2016 - EXETER WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/30/2016 - 80 hr/mth 2) 07/20/2016 * GREAT VALLEY ADVISOR GROUP, INC. * Registered Investment Advisor Hybrid * IAR * INV REL * 1200 PENNSYLVANIA AVE. STE. 202, WILMINGTON, DE 19806 * IAR * START 06/30/2016 * TIME SPENT 50% 3) 07/22/2016 * Great Valley Advisor Group, Inc. * Registered Investment Advisor DBA * EXETER WEALTH MANAGEMENT * INV REL * 12 LONG LAKE RD. UNIT #5, MAHTOMEDI, MN 55115 * 12 LONG LAKE RD. UNIT #5, MAHTOMEDI, MN 55115 * START 06/30/2016 * TIME SPENT 50%. 4) 8/15/2017 - AdvisorNet - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/01/17 - 40 Hours Per Month /1 Hour During Securities Trading. 5) 03/07/2019 - MRL Financial LLC DBA Exeter Wealth Management - Investment related - At reported business location(s) - Insurance Agency - start date:01/24/2019 - 20 hrs/mo - 20 hrs during trading. 6) 06/18/2019 - BT One, LLC - Investment related - Oakdale MN, 55128 - Real Estate Rental - start date:06/10/2019 - 5 hrs/mo - 0 hrs during trading - My wife works for a Real Estate company and we have the opportunity to purchase some of the properties personally. 7) 10/07/2019 - NextGen Leadership - Not investment related - 7104 Ohms Ln, Edina, MN 55439 - Coaching - start date:10/01/2019 - 5 hrs/mo - 0 hrs during trading. 8) 12/4/2019 - Great Valley Advisor Group, Inc. - DBA: Fitch & Strong Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/26/2019 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in July 2016. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9) 7/6/2021 - Great Valley Advisor Group, Inc. - DBA: PeakHaven Asset Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 06/21/2021 - 40 Hours Per Month/4 Hours During Securities Trading - Time Spent 25% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10) 10/06/2022 - Innovative Planning Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/22/2022 - 40 Hours Per Month/40 Hours During Securities Trading 11) 06/22/2023 - IPG Risk Management - Investment Related - At Reported Business Location(s) - Insurance Agency - President - Start Date 04/01/2023 - 40 Hours Per Month/ 2 Hours During Securities Trading 12) 08/11/2023 - IPG - Tax & Consulting - Tax Prep/Accounting/CPA - Partner/ Co-Owner - Not Investment Related - Home Based/ Virtual - Start Date 01/01/2023 - 4 Hours Per Month/ 0 Hours During Trading 13) 12/27/2024- Lakeside Guard Insurance- Insurance Agency- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 3 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-14 |
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